As an Exempt Market Dealer (EMD), an Investment Fund Manager (IFM), and a Restricted Portfolio Manager (RPM), Axcess Capital Advisors Inc. (ACAI) provides supportable, transparent services for issuers, Fund managers, EMDs, Mortgage Investment Corporations and Syndicated mortgages.
IFM Services
With over 30 years of Fund management including MIC and mortgage syndication experience, Axcess Capital Advisors Inc. (ACAI) specialize in the operations and administration of investment funds, MICs, and syndicated mortgages.
Retail EMD Services
ACAI has Dealing Representatives that are registered in British Columbia, Alberta, Saskatchewan, Manitoba and Ontario.
EMD as a Service
For issuers that require sales and distribution support, ACAI provides its EMD as a Service platform. This allows issuers to raise money without having to register as an EMD or to rely on a third-party EMD for distribution. Our EMD as a Service platform is available in British Columbia, Alberta, Saskatchewan, Manitoba and Ontario.
ACAI has detailed terms and conditions to support this service. Ask us how your offering can take advantage of EMDaaS.
Investment Fund Management
ACAI as a Fund Manager
ACAI as a fund manager is responsible for implementing a fund’s investing strategy
A Fund Manager is responsible for managing the fund’s investments and ensuring that the fund’s strategy is aligned with its goals. As an IFM, ACAI is responsible for the overall operation of the fund, from customer service to risk management. Therefore, investors should consider fund managers a key factor in their selection of a fund. IFMs must ensure their funds’ reporting requirements are met. Funds are designed with different strategies and objectives and have different risks, policies and expenses. These details are important to clients and regulators and often clearly outlined in a Offering Memorandum, a Bare Trust document or a Prospectus. Fund managers are responsible for ensuring that the various offerings are managed, completed, filed and distributed in accordance with the offering documents.
Compliance
The IFM ensures a funds operates in accordance with regulations outlined by regulatory authorities, including the Alberta Securities Commission and other Canadian Securities Regulators.
ACAI Back Office Administration Services
Back Office Administration in the finance world is where an office processes the day-to-day paperwork and record-keeping associated with trades, confirmations, settlements and other financial transactions. It can include closings reporting and ____________.
WHY IT MATTERS
Back offices are massive, crucial, often-unseen and usually unappreciated segments of the financial services industry. In many ways, they are the sausage factory that does the day-to-day work of the fund or offering. ACAI has a strong and robust “back office team” with depth and experience.
CRM2 Statement Systems
AXCESS CAPITAL ADVISORS INC.
CRM2 Statement Systems
What is CRM2?
CRM2 is a financial services protocol that was introduced by the regulators to bring more transparency to client reporting obligations of securities dealers.
CRM2 is an acronym for the Client Relationship Model Phase 2, the financial services protocol that became Canadian law in July 2016 and brought a greater degree of transparency into the investment industry, which allows YOU the investor greater insight into the costs – both upfront and on-going – associated with the purchases you make and the accounts that you hold.
For example, securities dealers are required to clearly inform clients, on an annual basis, exactly how much they have paid in fees.
CRM2 obligates a securities dealer to provide an annual report that details the fees you’ve paid as well as an Investment Performance Report showing how your accounts have performed using a money-weighted rate of return.