Effective June 30th, 2021, Canadian Securities Administrators (“CSA”) have implemented new regulations called Client Focused Reforms (“CFR”) which apply to all registrants in the Canadian securities industry, including IIROC, MFDA, Exempt Market Dealers, advisors, portfolio managers and Dealing Representatives. These regulations apply to Axcess Capital Advisors Inc. (“we”, “us”, “our “, or “Axcess”) which is […]
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Our firm is an Investment Fund Manager (IFM) and Restricted Portfolio Manager (RPM) registered in Alberta, and an Exempt Market Dealer (EMD) registered in British Columbia, Alberta, Saskatchewan, Manitoba and Ontario. With over 30 years of MIC and mortgage syndication experience, Axcess Capital Advsiors and its affiliate, Axcess Capital Managers, specialize in MIC management, MIC […]
EMD as a Service Platform Axcess Capital Advisors has regulatory approval to provide Exempt Market Dealer as a Service (EMDaaS) to MIEs, MICs and other issuers in British Columbia, Alberta, Saskatchewan, Manitoba and Ontario. The EMDaaS platform allows issuers to register an in-house Dealing Representative with Axcess Capital Advsiors who will provide sales support to […]